About Our Client:

Our client is a leading Australian investment manager with a global perspective and a strong track record of long term performance. With a culture built on innovation, integrity and ownership, they are passionate about uncovering growth opportunities for their clients while building a high performing and collaborative internal team.

Reporting to the Head of Operations, Compliance and Risk, this is a key leadership role that offers the opportunity to shape compliance practices, mentor junior team members and work alongside a highly engaged and values driven group of professionals.

As Senior Compliance Officer, you will lead the delivery of compliance programs, ensure adherence with regulatory obligations and act as a trusted advisor across the business. You will play a critical role in developing and embedding a strong culture of compliance, while enabling the business to achieve its strategic objectives.

Key responsibilities include:

• Leading, coaching and supporting the Compliance Officer to deliver best practice outcomes
• Advising on local and international regulatory requirements, and implementing these into daily business practices
• Reviewing and approving investor communications, marketing materials, fund documents and related content to ensure alignment with policy and regulation
• Managing compliance incidents and breaches, including investigation, resolution and follow up actions
• Maintaining policies and procedures to reflect legislative and regulatory changes
• Supporting portfolio compliance and ensuring obligations are met
• Collaborating with stakeholders to identify and mitigate risk
• Supporting internal compliance training and awareness initiatives

We are seeking candidates who bring:

• A minimum of five years’ experience in compliance, risk or governance within funds management or a related investment environment
• Strong understanding of regulatory frameworks including AFSL, ASIC and RG146
• Proven leadership and mentoring skills
• Excellent attention to detail and organisational ability
• Strong communication and stakeholder engagement capabilities
• The ability to work both independently and as part of a collaborative team
• Tertiary qualifications in Law, Commerce or Business (highly regarded)

This is a rare opportunity to join a respected and forward thinking investment firm where you will be empowered to make a real impact. If you are a compliance professional looking to take the next step in your career, we would love to hear from you.