Compliance Officer - Funds Management
Profusion PAC Pty Ltd
Posted 2 days ago
Our client is a leading Funds Management firm with award-winning products across a range of asset classes. In providing investment solutions in a highly agile and rapid environment, they also invest in their own exceptional people.
Role Overview
A key role in managing the oversight of the organisations' compliance and governance strategy. Support the Head of Compliance with the provision of timely advice/guidance to business together with the management of compliance processes and procedures.
Responsibilities
- Assist in the administration and maintenance of the compliance and risk management program in line with corporate and Australian Financial Service licencing requirements
- Monitoring of internal and external parties against scheme compliance plan obligations and contractual arrangements
- Lead incident and breach reporting requirements
- Assist with preparation and distribution of governance and committee papers
- Due diligence reviews of Managed Account disclosure documents
- Assist in the monitoring of internal and external parties against scheme compliance plan obligations
- Assist in the management of the various Audit programs
- Assist with the management of key supplier agreements and deliverables
- Filing, lodgment and documentation management.
Skills & Experience
- Undergraduate tertiary qualification. Law degree highly regarded.
- Minimum of 2 years' experience in financial services compliance, risk or investment governance.
- Strong time and project management skills and multi-tasking capabilities to produce quality work often with strict and potentially conflicting deadlines.
- High attention to detail, strong administrative and organisational skills.
- Strong interpersonal and communication skills.
- 4 Days per week in the Sydney CBD (non-negotiable)
Please note sponsorship is not on offer under any circumstances.
About Profusion PAC Pty Ltd
This company does not have any further information provided at this time. We encourage you to research the company by searching for them to learn more about the company or role in question before applying.
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