
Legal and Compliance Officer
Insurance Investment Solutions
Posted 3 days ago
About Us
Insurance Investment Solutions (IIS) is a market leader in profitable insurance ensuring the best possible outcomes for our intermediaries. Our team is highly respected, collaborative and inspiring, and we pride ourselves on putting people first - we go the extra mile.
Established in 2015, IIS is an independent underwriting agency that provides intermediaries with access to alternative distribution channels. Our specialist product knowledge, combined with our innovative, whole of portfolio approach, has been a catalyst for our solid track record in writing profitable strata insurance business.
We are proud to be a Lloyd’s coverholder, offering a unique opportunity for professionals with an understanding of, or interest in, the Lloyd’s insurance market.
About the Role
As part of IIS’s legal and compliance function, you will work closely with the Head of Compliance to help ensure that our operations remain aligned with regulatory, licensing, and internal governance standards. You will play a key role in maintaining our compliance framework, supporting risk management processes, and advising on legal matters as they arise. In addition, you will be a key member of our Internal Dispute Resolution (IDR) team, handling complaints and ensuring a fair and compliant process is followed.
This role is ideal for someone legally trained who may not wish to practice in the traditional sense but is eager to apply their knowledge in a dynamic environment.
What You'll Need
A legal qualification (LLB or JD) is preferred, but not essential
Experience in compliance, risk, legal, or governance roles
Familiarity with financial services regulation or a strong interest in learning
Excellent written and verbal communication skills, especially for drafting reports and policies
A proactive mindset and ability to interpret and apply complex legislation
Knowledge of the insurance sector — or a curiosity to grow in it
Prior experience with Lloyd’s or other specialist underwriting structures is a bonus
Willingness to travel to our head office in Burradoo, NSW two to three times a week.
What You'll Do
Support the day-to-day compliance operations across the business
Monitor and respond to regulatory developments that impact IIS
Investigate and report on compliance issues, breaches, or potential risks
Help maintain internal policies and assist in developing new compliance strategies
Collaborate with different departments on due diligence, audits, and client requests
Promote a strong culture of compliance and ethical business conduct
What We Offer You
Work-life balance in a positive environment
Room to grow your career
Hands-on experience in the insurance industry
A workplace culture that is:
Collaborative – we support each other
Fun – we enjoy working together
Proactive – we encourage taking initiative
Join our team where everyone works together for success!
How to Apply
We’d love to hear from you! Please send your resume and a brief cover letter outlining:
Why this role interests you
What strengths you bring to a legal/compliance function
How you thrive in a collaborative team environment
About Insurance Investment Solutions
This company does not have any further information provided at this time. We encourage you to research the company by searching for them to learn more about the company or role in question before applying.
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