Key Responsibilities:

- Conduct compliance monitoring and internal audit reviews.

- Perform ongoing compliance checks and prepare compliance reports with findings and recommendations

- Ensure compliance with ASIC regulations, Corporations Act 2001, Anti-Money Laundering (AML) laws, and other relevant financial regulations.

- Develop, review, and update compliance policies and procedures to reflect regulatory changes.

- Conduct internal audits and compliance reviews to assess adherence to regulatory requirements.

- Assist in preparing reports and filings required by ASIC and other regulatory bodies.

- Identify, assess, and mitigate compliance risks within the organisation.

- Monitor business activities to detect potential breaches of regulatory requirements.

- Implement corrective actions for any non-compliance issues and work with internal teams to improve compliance controls.

- Provide compliance training to employees to ensure awareness of regulatory obligations.

- Maintain comprehensive compliance records, reports, and documentation.

- Assist in preparing compliance-related reports for senior management and regulatory authorities.

- Ensure timely submission of required documents to ASIC and other relevant bodies.

Key Qualifications & Experience:

- Bachelor’s degree in law, Finance, Business, or a related field.

- 1-3 years of experience in a compliance, risk management, or related regulatory function.

- Strong knowledge of ASIC regulatory framework and key financial services laws.

- Experience in conducting audits, risk assessments, and policy development.

- Ability to interpret and apply complex regulatory requirements effectively.

- Strong communication skills with the ability to liaise with internal teams and regulatory bodies.

- Demonstrate interest in, or basic knowledge of FX/CFD markets (no trading background needed)

- Remuneration: Commensurate with level of experience