Head of Compliance - Debt Capital Market & Investment Banking

Bluefin Resources Pty Limited
Sydney, NSW
A$200,000-$250,000 p/a
Banking & Financial Services → Compliance & Risk
Full-time
On-site

Posted 1 day ago


Company overview:
A leading financial services organisation operating across ANZ and the Asia-Pacific region, this institution provides a broad range of banking and financial products to retail, commercial, and institutional clients. With a strong focus on customer-centric innovation, it plays a key role in supporting trade, investment, and economic growth in its core markets. The organisation offers services in everyday banking, lending, wealth management, and capital markets, with a commitment to responsible lending and sustainable finance. It has a significant presence in institutional banking, particularly in areas such as transaction banking, markets, and loans.

Responsibilities:

  • Providing clear and ethical compliance advice on regulatory and conduct risks across public and private side activities, including securitisation, debt issuance, and syndicate functions
  • Leading and developing a high-performing compliance team across Australia and Singapore, while fostering a strong risk culture
  • Supporting the integration and application of risk frameworks through collaboration with business and compliance stakeholders
  • Managing regulatory engagement across jurisdictions, including submissions, investigations, and day-to-day interactions
  • Offering strategic insights on regulatory change and maintaining strong internal relationships to drive consistent, proactive risk management across Markets functions

What you'll need to succeed:

  • Experience in working in complex, highly regulated organisations, ideally a financial institution or investment bank
  • Extensive experience in Global Markets Compliance role/Regulatory Compliance role with strong exposure to Debt Capital Markets
  • Strong knowledge of regulatory and compliance requirements relating to public side sales and research business and private side Capital Markets activities, including Debt Capital Markets, Securitisation and Syndicate.
  • Ability to build and maintain relationships and successfully influence change with senior business stakeholders
  • Strong leadership experience with the ability to develop a highly engaged and motivated team and foster a healthy working culture.
  • Very strong verbal and written communication skills

About Bluefin Resources Pty Limited

Melbourne, VIC, Australia

This company does not have any further information provided at this time. We encourage you to research the company by searching for them to learn more about the company or role in question before applying.

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