Our client is a well-reputed financial services business within the lending space building their risk and compliance team.

They are based in Western Sydney suburbs, therefore will suit a candidate living in the area and wanting to drive to and from work.

Reporting to the Risk and Compliance Leader, the key responsibilities will include:

• Drafting, reviewing and updating compliance policies and procedures
• Keeping up to date with regulatory requirements
• Ensuring licensing requirements, reporting obligations and regulatory submissions are met and in line with legislative and corporate standards
• Conducting compliance monitoring, assurance activities, AML risks monitoring and sanctions screening
• Reviewing documentation, marketing materials, contracts and regulatory responses
• Managing risk and compliance registers
• Investigating potential compliance incidents, breaches or misconduct, and recommending actions to mitigate risks

The ideal candidate will have:

• Circa 4-5 years compliance or legal background
• Background in Consumer Lending, Credit Lending, Asset Financing or Banking is ideal
• Prior exposure to compliance plans, frameworks and licensing requirements
• Ability to work in a lean environment and willing to be hands-on
• Great stakeholder engagement skills

This role would suit a hand-on and proactive candidate looking for more ownership of their work and broad exposure.

We are currently shortlisting for this role, therefore please apply directly via the APPLY button or send your resume to Jerin Chowdhury at PX Resources ([email protected])