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Regulatory Change & Compliance Manager

Ethos BeathChapman
Sydney, NSW
A$140,000 p/a
Banking & Financial Services → Compliance & Risk
Full-time
On-site

Posted 16 days ago


Regulatory Change & Compliance Manager
12 Month Fixed Term Contract
$140K Package

Our client, a respected financial institution, is seeking a highly skilled Regulatory Change & Compliance Manager to join their Operational Risk & Compliance team for a 12 month fixed term contract. Reporting to the Head of Operational Risk & Compliance, this key role will ensure the organisation meets its regulatory compliance obligations and manages operational risks effectively. You will play a crucial role in the maintenance, improvement, and implementation of regulatory changes, mitigating compliance risks across the enterprise.

Key Responsibilities:


Regulatory Change Management:

  • Maintain and oversee the Regulatory Change Program, defining key milestones and managing day-to-day operations.
  • Analyse, interpret, and assess the impact of regulatory changes on operations, ensuring timely compliance.
  • Translate business needs and regulatory requirements into actionable plans.
  • Provide status updates on regulatory initiatives and escalate risks, issues, or dependencies impacting progress.
  • Identify compliance gaps and implement corrective actions to maintain an effective compliance program.

Stakeholder Engagement & Regulatory Liaison:

  • Collaborate with senior executives, legal, risk, and business units to drive regulatory decision-making.
  • Act as a key interface between technical teams and business units, assessing regulatory impact.
  • Prepare and submit high-quality documentation to regulators and independent reviewers.
  • Work closely with the Compliance team to ensure the seamless delivery of regulatory workstreams.

Policy & Governance:

  • Manage the policy framework, ensuring alignment with evolving regulations.
  • Maintain and improve risk and compliance frameworks, including the Operational Risk Management Framework and Regulatory Obligations Register.

Training & Advisory:

  • Develop and deliver training programs on regulatory changes and compliance.
  • Act as a subject matter expert, providing advisory support to stakeholders.
  • Represent the organisation at industry and regulatory forums.

About You:

  • Strong experience in regulatory compliance, preferably within financial services.
  • Expertise in interpreting complex regulations and developing actionable compliance strategies.
  • Deep understanding of financial services regulations, including NCCPA, AML/CTF, ASIC, and Privacy Law.
  • Demonstrated success in managing regulatory change initiatives.
  • Strong project management and delivery experience with the ability to drive change.

Why Join?

  • Be part of a high-performing team within a respected financial institution.
  • Work in a critical role that directly impacts regulatory compliance and risk management.
  • Engage with senior stakeholders and regulators, driving key business initiatives.

If you are a compliance professional looking for a challenging and rewarding opportunity, we encourage you to apply.

For further information on this role or to confidentially apply, please contact Matt Quinn on (02) 8227 9200 or email at [email protected]
Only WORD FORMAT resumes will be accepted.


About Ethos BeathChapman

Sydney, NSW, Australia

This company does not have any further information provided at this time. We encourage you to research the company by searching for them to learn more about the company or role in question before applying.

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