L1 Risk and Compliance Manager (Markets)
Lanson Partners
Posted 7 days ago
Support risk and compliance maturity across a leading financial markets division.
- Influence risk and compliance strategy in a highly regulated environment.
- Work closely with key stakeholders in a first-line risk role.
- Increasing risk maturity environment
Company Overview:
This financial services leader plays a critical role in maintaining market integrity and operational excellence. Their Risk and Compliance team is dedicated to protecting the license to operate, strengthening risk maturity, and ensuring best practice compliance across the Markets division.
Role Overview:
The Risk and Compliance Manager supports the Line 1 Risk & Compliance Partner in driving compliance maturity. This includes applying risk methodologies, facilitating compliance assessments, supporting risk profile reviews, and collaborating with subject matter experts to develop risk strategies. The role also involves advising on risk considerations in business planning and automation of risk reporting.
Skills & Experience:
- Background in Risk, Audit, or Compliance within Financial Markets or top-tier consulting firms.
- Experience in designing/testing controls and conducting regulatory/internal audits.
- Strong stakeholder management and ability to influence risk culture.
- Experience in risk assessments, control testing, and compliance within a regulated environment.
- Familiarity with financial products and risk governance frameworks is a plus.
What’s on Offer:
- Small, collaborative team with great leadership
- Truly unique work
- Flexible working arrangements with a hybrid office/home setup.
Contact Henry on +61401514156 or [email protected]
About Lanson Partners
This company does not have any further information provided at this time. We encourage you to research the company by searching for them to learn more about the company or role in question before applying.
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