Logo for Legal & Compliance Counsel (Financial Services Industry)

Legal & Compliance Counsel (Financial Services Industry)

Yellow Brick Road
Sydney, NSW
A$120,000-$130,000 p/a
Legal → Generalists - In-house
Full-time
On-site

Posted 19 days ago


About Us

Yellow Brick Road Home Loans is a franchise mortgage broker dedicated to helping Australians achieve their homeownership dreams. Through a nationwide franchise network and mortgage aggregation services, we support both franchise and independent brokers with competitive products, training, and resources.

In partnership with Resi Home Loans, we also offer a suite of exclusive lending products, bringing competitive rates and flexibility to the market. Driven by integrity and a client-first approach, Yellow Brick Road empowers brokers to make homeownership accessible and achievable across Australia.

Joining our team means being part of a supportive, impact-driven environment where you can contribute to shaping the mortgage industry.

About the Role

The Legal and Compliance Counsel will play a key role in providing legal advice and regulatory support to stakeholders across the business, helping to ensure compliance with applicable laws, regulations and internal policies.

Reporting directly to the Senior Legal Counsel, you will work closely with the broader Legal and Compliance team on a wide range of legal, commercial and regulatory matters. Your day-to-day will be varied, hands-on, and collaborative, offering exposure across multiple business areas.

We're looking for someone with a growth mindset and a positive attitude - a proactive and diligent individual who's not only interested in providing legal advice, but also in shaping how legal and compliance integrates with and supports operational processes. This is a great opportunity to contribute to meaningful, high-impact work in a dynamic and collaborative environment.

Key Responsibilities

Staying across legal and regulatory developments that impact our industry, and helping translate them into practical advice for the business

Managing our contract register, including reviewing and supporting supplier contracts, franchise agreements, and so forth

Reviewing marketing materials to ensure we meet our legal, regulatory and brand obligations

Responding to compliance queries, including managing the compliance inbox and provide timely and practical advice to the business

Support the implementation and continuous improvement of the company’s compliance framework, policies, and procedures.

Assist the Senior Legal Counsel with the management of the broader legal and compliance team.

Collaborate proactively with stakeholders to anticipate needs and solve problems.

Required Skills & Experience

Bachelor of Laws and current practising certificate

Qualified solicitor with 3-4 years post admission experience, ideally combining exposure to both private practice and in-house legal environments.

Proven ability to manage multiple priorities effectively while maintaining strong attention to detail

Strong verbal and communication skills, with confidence collaborating across departments and influencing stakeholders

Ability to draft, review and negotiate commercial contracts that align with organisational standards and risk appetite

Prior experience in the financial services sector, particularly consumer lending and the NCCP Act, is highly desirable.


About Yellow Brick Road

Sydney, NSW, Australia

Yellow Brick Road helps Australians on the road to their hopes and dreams. How? We are a full service wealth management company that offers products and services for home loans, financial planning, insurance, superannuation, and investments. We offer competitive rates, an all-encompassing portfolio of services and a network of trusted local wealth managers all over Australia.

Our local wealth managers (mortgage brokers and financial advisers) are small business owners with a vested interest in their local community. They understand the hopes and dreams of the people who live in their patch, and how to achieve them.

But, no matter where we are based, we all believe that traditional banking and financial institutions need a good shake up. So, we're here to provide meaningful financial services, from the purchase of your first home right up until retirement, and we'll never take you for granted.

Source: This is an extract from the company's own website.

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