Senior Compliance Manager – Legal & Compliance

Our client, a reputable financial institution, is seeking an experienced Senior Compliance Manager to oversee and strengthen their compliance framework. This role is responsible for managing compliance policies, ensuring adherence to regulatory requirements, and leading a dedicated compliance team to support business operations.

Key Responsibilities

Develop, review, and enhance the bank’s compliance framework, policies, and guidelines.

Lead internal compliance inspections to ensure all operations meet legal and regulatory standards.

Act as the primary liaison with regulatory bodies (ASIC, ACCC, Financial Ombudsman Services) and maintain positive working relationships.

Manage incident and breach reporting, ensuring timely communication with head office and regulators.

Monitor and implement regulatory changes, including AFSL, NCCP, Privacy, and CRS requirements.

Provide compliance training, guidance, and advice to business units to ensure understanding and proper execution of requirements.

Conduct thematic compliance reviews across business units.

Supervise, mentor, and develop the compliance team to maintain high performance standards.

Oversee responses to compliance-related business inquiries and interact with internal/external auditors, addressing any compliance findings.

Experience & Qualifications

Minimum 10 years’ experience in Legal & Compliance, with at least 5 years in a managerial role.

Degree in Law, Banking, Finance, or a related field.

Proven expertise in regulatory requirements and compliance frameworks.

Strong leadership skills with experience in team management, coaching, and development.

Strategic thinking with the ability to link departmental functions to policy implementation and monitoring.

Ability to provide clear and practical advice on compliance and legal matters.